Compliance Analyst - Remote/Hybrid

Page Personnel
West Sussex, England
£30000 - £35000 per annum
Closing date
3 Jun 2022

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Contract Type
Full Time
Job Type
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Job Details

Compliance Analyst - Remote/Hybrid / West Sussex / Finance

Client Details

A well respected West Sussex organisation are seeking a Compliance Analyst - Remote/Hybrid on a permanent basis.


As Compliance Analyst - Remote/Hybrid you will be responsible for:

  • Perform compliance monitoring on our delegates which will predominantly be desk-based but will also involve due diligence visits.
  • Perform compliance monitoring on internal first line controls
  • Provide timely governance reporting into committees/Board using the format and on the frequency specified.
  • Participate in audit reviews performed by third parties (e.g. Depositaries/Trustees) and other external meetings where required.
  • Assist with regulatory reporting as required.
  • Review fund related literature (e.g. Factsheets, KIIDs and investor circulars) to ensure material is compliant.
  • Maintain knowledge of our existing and potential relationships.
  • Maintain knowledge of regulatory change through the review of bulletins, completion of CISI professional refreshers and attendance at meetings, workshops and conferences.
  • Ensure that team procedures are kept updated following any process amendments.
  • Review fund project material and attend project calls and visits where required.
  • Interpret rules, regulations and guidance in order to provide advice and guidance to colleagues (including senior management) and third parties.
  • Attend service review, committee and internal meetings as required and provide advice, guidance and challenge where appropriate.

  • Profile

    • Proven financial services experience from working in an investment management environment and have a good understanding of FCA regulatory requirements.
    • Experience of working for an Authorised Fund Manager or delegate (e.g. Transfer Agent, Fund Administrator) would be an advantage.
    • An industry qualification (e.g. Investment Operations Certificate) is preferable.
    • Able to work remotely or on a hybrid office/home pattern

    Job Offer



    Whether you’re looking to take your first step on the HR career ladder, or you’re seeking a fresh challenge in a new HR job - we’re here to help. Our specialist consultants know the HR market inside out and can help you to find the right role for your specific skills and requirements.

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    • HR administrators
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    We recruit permanent, temporary and contract HR jobs.

    If you’re looking for a new position or are thinking of changing jobs, here are some reasons to choose Page Personnel Human Resources:

    • Dedicated, specialist consultants with strong industry knowledge
    • The expertise and resources of our extensive global network
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    • Advice and support at every step of your job search

    Barney Stupples
    01932 264 154

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