Compliance Analyst - Remote/Hybrid

Employer
Page Personnel
Location
West Sussex, England
Salary
£30000 - £35000 per annum
Closing date
3 Jun 2022

View more

Sector
FMCG
Contract Type
Permanent
Hours
Full Time
Job Type
Payroll
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Job Details


Compliance Analyst - Remote/Hybrid / West Sussex / Finance

Client Details

A well respected West Sussex organisation are seeking a Compliance Analyst - Remote/Hybrid on a permanent basis.

Description

As Compliance Analyst - Remote/Hybrid you will be responsible for:


  • Perform compliance monitoring on our delegates which will predominantly be desk-based but will also involve due diligence visits.
  • Perform compliance monitoring on internal first line controls
  • Provide timely governance reporting into committees/Board using the format and on the frequency specified.
  • Participate in audit reviews performed by third parties (e.g. Depositaries/Trustees) and other external meetings where required.
  • Assist with regulatory reporting as required.
  • Review fund related literature (e.g. Factsheets, KIIDs and investor circulars) to ensure material is compliant.
  • Maintain knowledge of our existing and potential relationships.
  • Maintain knowledge of regulatory change through the review of bulletins, completion of CISI professional refreshers and attendance at meetings, workshops and conferences.
  • Ensure that team procedures are kept updated following any process amendments.
  • Review fund project material and attend project calls and visits where required.
  • Interpret rules, regulations and guidance in order to provide advice and guidance to colleagues (including senior management) and third parties.
  • Attend service review, committee and internal meetings as required and provide advice, guidance and challenge where appropriate.

  • Profile

    • Proven financial services experience from working in an investment management environment and have a good understanding of FCA regulatory requirements.
    • Experience of working for an Authorised Fund Manager or delegate (e.g. Transfer Agent, Fund Administrator) would be an advantage.
    • An industry qualification (e.g. Investment Operations Certificate) is preferable.
    • Able to work remotely or on a hybrid office/home pattern

    Job Offer

    £30-35,000

    Company

    Whether you’re looking to take your first step on the HR career ladder, or you’re seeking a fresh challenge in a new HR job - we’re here to help. Our specialist consultants know the HR market inside out and can help you to find the right role for your specific skills and requirements.

    Here are just some of the job areas we specialise in:

    • HR administrators
    • HR officers
    • HR assistants
    • Payroll administrators
    • HR advisors
    • Learning & Development assistants
    • Training administrators
    • Organisational Development assistants
    • Recruitment assistants

    We recruit permanent, temporary and contract HR jobs.

    If you’re looking for a new position or are thinking of changing jobs, here are some reasons to choose Page Personnel Human Resources:

    • Dedicated, specialist consultants with strong industry knowledge
    • The expertise and resources of our extensive global network
    • A consultative approach to creating a successful placement
    • Advice and support at every step of your job search
       

    Contact:
    Barney Stupples
    Barneystupples@pagepersonnel.co.uk
    01932 264 154

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